What the SEC lawsuit against Coinbase means for advisors
Advisors will likely face more stringent compliance requirements as a result of the SEC's actions and may need to reassess their compliance programs to adequately address the unique risks associated with digital assets.
On Tuesday, the Securities and Exchange Commission filed a lawsuit against cryptocurrency giant Coinbase, alleging that the company operated as an unregistered securities exchange, broker and clearing agency. This development could have a distinct impact on the investment advising landscape, most si
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