Goldman pays $5.5M over allegation it didn’t record calls
The Commodity Futures Trading Commission alleged that two outside systems Goldman relied on to record conversations sometimes failed in 2020.
Goldman Sachs Group Inc. agreed to pay $5.5 million to settle a U.S. regulator’s allegations that it failed to fully record and retain thousands of phone calls.
The Commodity Futures Trading Commission alleged Tuesday that two separate outside systems the Wall Street giant relied on to record
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