Broker to the stars, Bambi Holzer, barred from securities industry
Finra accused Bambi Holzer of lying to one of her former broker-dealers in sales of Provident Royalties deals. Now she's barred from the securities industry. Bruce Kelly has the story.
In a stunning fall from fortune, a former broker to the rich and famous, Bambi Holzer, agreed Thursday to a settlement with the Financial Industry Regulatory Authority Inc. that bars her from the securities industry.
Read Finra's disciplinary settlement with Bambi Holzer here.
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