SEC puts emphasis on retirement savers in 2015 exam priorities
This year, the regulator says it will explore risks associated with increasingly popular alternative investments designed to generate high yields amid low interest rates “as investors are more dependent than ever on their own investments for retirement.”
The Securities and Exchange Commission will be watching out for investors saving for retirement this year as it examines investment advisers and brokers, the agency said in its annual priority list.
The regulator will explore risks associated with increasingly popular alternative investments design
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