The psychology of regulation: applying nudge theory to compliance
Nudge theory and the rise of advanced technology promise new methods for advisory firms to fight the good fight in a world where the dangers of non-compliance have never been greater.
The financial crash has transformed the regulatory environment in more ways than one. Financial-services firms, from registered investment advisers and broker-dealers to asset managers and insurers, now find themselves far more heavily regulated than before.
However, it isn't just about the volume
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