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The role of the broker-dealer in a post-DOL-fiduciary world

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The more structure we can provide advisers during this seismic shift, the more likely they will be about to adapt.

As our industry has waited with trepidation for the Department of Labor to finalize its fiduciary rulemaking process over the last several years, advisers and broker-dealer executives alike have come to feel like a patient awaiting a gloomy diagnosis from a doctor. While the doctor's news may be tou

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The role of the broker-dealer in a post-DOL-fiduciary world

The more structure we can provide advisers during this seismic shift, the more likely they will be about to adapt.

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