Royal Alliance lawyers capitalize on Finra’s broken BrokerCheck
Plus: Soros fights Brexit with scare tactics, what the Queen thinks about the Brexit vote, the smart-beta evolution, and alternative retirement lifestyles
- The wacky world of Wall Street’s homegrown justice system was on full display last week when Royal Alliance attorneys fought to scrub the tarnished record of former broker Kathleen Tarr, who is saddled with 44 customer disputes. Have lawyers, will expunge customer complaints.
- Billionaire hedge funder George Soros is showing his support for a Bexit ‘no’ vote by scaring the bejesus out of investors. Believing the vote will have no impact on the markets is “wishful thinking.”
- Most Americans might not care much about Thursday’s Brexit vote, but they might want to know what Queen Elizabeth thinks of the vote. Her territories have been threatened before.
- The smart beta world is morphing toward the next generation, which could make getting up to speed even more challenging for advisers that are already behind the curve. Passive investing evolved.
- Retirement is a great concept, but there are many ways to live it out. Seasonal work, anyone?
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