Former Merrill Edge adviser accused of misleading customers
Finra said the adviser misled five IRA customers and then did not give an honest account of his actions.
The Financial Industry Regulatory Authority Inc. accused former Merrill Lynch adviser of allegedly misleading five clients with individual retirement accounts at the firm by providing incorrect information while making recommendations.
Landon L. Williams, who is currently not registered as a Finra
Learn more about reprints and licensing for this article.