Advisers failing to comprehend impact of DOL fiduciary rule: Massachusetts regulator William Galvin
William Galvin
The Massachusetts Securities Division came to that conclusion after surveying 327 RIAs, whom the commonwealth is offering to train for free.
A lot of financial advisers are in the dark when it comes to the impact that the Department of Labor's new fiduciary rule will have on their businesses, according to state securities regulators from Massachusetts.
A survey of 327 Massachusetts registered investment advisers conducted earlier this
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