New Finra head Robert Cook wants to publish exam result summaries
CEO says he got the idea by talking to firms during a "listening tour" shortly after taking over the reins of the securities industry regulator.
New Finra CEO Robert Cook has struck a popular chord with one of his first initiatives as head of the broker-dealer regulator with a proposal to release a summary report of examination findings.
In a Jan. 4 cover letter to the Financial Industry Regulatory Authority Inc.'s annual examination priorit
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