Dawn Bennett loses $1 million arbitration claim
Client claims she recommended he invest in a gold ETF, which the arbitrators agreed was an unsuitable investment for him.
Dawn Bennett, a former star adviser who was thrown out of the securities industry, has lost a $1 million Finra arbitration claim for making unsuitable investment recommendations for one of her clients.
The plaintiff, Steven Santagati, is to receive $746,000 as part of the award. Ms. Bennett was all
Learn more about reprints and licensing for this article.