Finra bars broker who lost job after felony indictment
Dick P. Wollman was fired by Horace Mann Securities for failing to disclose his indictment and barred for not cooperating with Finra's investigation into his termination.
A former broker at Horace Mann Securities, who was indicted in March on a federal felony charge and fired shortly thereafter, has been barred from the industry by Finra for failing to disclose information related to its investigation of his termination.
Dick P. Wollman, who began his securities c
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