The fee-only RIA's ninth deal of the year builds on record 2026 M&A activity and a minority staking investment from Hamilton Lane.
The tribally owned investment arm of the Eastern Band of Cherokee Indians clams it has not recovered any money from a $2.5 million loan to Smith's real estate firm.
The Lynnfield RIA enters the Midwest a second time, adding a specialist Milwaukee equity team to its investing platform.
Atlanta-based retirement income firm expands its annuity acquisition strategy with the purchase of Eric Rudd's Senior Insurance Services book of business.
Firms announce new recruits in Minnesota, Texas and Florida as advisors cite autonomy, brand flexibility and client-service culture as key factors in their moves.
The wirehouse opens a new Orange County hub and adds a four-advisor team from Bernstein to its Century City operation.
Two of the country's most active acquirers close new transactions, underscoring the relentless pace of RIA consolidation in 2026.
Advisors stress-test allocations for market drops, but the bigger threat to a client's wealth usually sits outside the portfolio entirely
The SEC says the payouts came from later investors, and the numbers never added up
The SEC says he doubted the tax liens were real - and kept selling them to clients
Erin Piacenti, a vice president at Bank of America, was killed in a random attack in Times Square on Monday.
Minneapolis-based mega-RIA adds a $376 million hybrid RIA from Raymond James as its own $7 billion sale process reportedly plays out in the background.
Atlanta-based RIA taps former LPL executive John Rajes to unify systems as the firm looks to build on its 61-acquisition growth record.
Whether it's matching the market or beating its benchmarks, the returns of a portfolio only matter as much as the kind of life it lets clients experience.
Automation, niche focus and smarter regulation will decide which advisory practices scale and which stall, writes Brian Kovack
The Hazel platform uses dedicated calculation programs to deliver personalized financial plans across six disciplines in minutes.
Joel Berry II brings firsthand athlete experience to Oppenheimer's $6B Winston-Salem team as NIL complexity grows for student-athletes.
Crown Legacy Wealth joins the fast-growing hybrid RIA as advisor recruitment intensifies across the wirehouse channel.
So far, legal settlements involving Jim Walesa since 2021 have cost Osaic about $26.3 million.
New survey data show record contributions and investing gains, even as employer education on retirement use stays limited
