Rising use of AI in investing and fraud detection reshapes client expectations for advisors.
Osaic is integrating Scribe to automatically capture workflows and turn them into step-by-step guides to reduce administrative lift across its network of over 10,000 advisors.
As the NFL Draft unfolds and rookies sign their first contracts, advisors point to the league’s Second Career Savings Plan that offers a 2-for-1 employer match on contributions — well above typical workplace 401(k) structures.
Plus, JPMorgan's 55ip is adding T. Rowe Price model portfolios to its platform, and Hamachi.ai is helping advisors deliver compliance-aligned planning guidance through a new integration.
A number of financial advice firms over the past several years have reported similar data breaches.
Meanwhile, Advisory Services Network is entering two new states with its latest partner RIAs, and Florida-based Rossby Financial is bringing a compliance veteran to its platform.
Contentious investigation ends, removing a key obstacle standing in the way of Trump's nominee to lead the central bank
A proposed annual surtax on second homes worth $5 million or more has drawn sharp resistance from Griffin's firms — and raises unresolved questions about implementation.
Giving back time through volunteerism, community leadership, and charitable planning can help advisors elevate relationships to a more purpose-driven level.
Zocks’ Matt Halloran tells InvestmentNews how tech is reshaping the talent pipeline.
Wealth firms ramp up M&A push with dual acquisitions targeting growth and scale.
As retirement becomes more complex, the real opportunity isn’t in better products. It’s how we deliver clarity, continuity, and confidence
The long-standing practice of deleting client records after the SEC’s five-year mandate may be losing relevance as advisory firms seek to retain data for AI-driven insights.
Two thirds of Americans now fear running out of money more than death, study shows.
The current rules that govern day trading in customer margin accounts were adopted nearly a quarter of a century ago, FINRA said.
A fund manager claims a pre-IPO sponsor hid markups and a 17.5% carry behind a "0/0" SpaceX pitch.
The wealth tech platform's four new hires, including one Holistiplan alum, are expected to scale its vision to connect data, workflows, and execution for wealth firms adopting AI.
Stifel CEO Ron Kruszewski says AI can boost advisor productivity and prompt more ideas around tax and estate planning, but “when you move to judgment, which is what our advisors do, it just really isn't that good."
The mega-RIA is acquiring one of its flagship affiliated practices, which has grown from $600 million to nearly $10 billion in assets since joining from Morgan Stanley in 2015.
Meanwhile, right-hand man of Bradley Heppner, founder of Beneficient, is scheduled to testify Thursday.
