In fact, some of the largest DAF providers in the country have made significant strides over the past three years to offer donors greater flexibility to choose investments aligned with their personal values and philanthropic intent.
Knight Nguyen Investments and its owner claimed to be experts in alternative investments.
Panelists testified that more must be done to help retirement savings, including emergency savings and student-debt management services. It might also mean passing legislation to discourage workers from prematurely cashing out their 401(k) balances.
The legislation advances to the House floor as the SEC is taking public comments on increasing ESG reporting requirements.
Ninety percent of plan participants who are aware of ESG choices said they invest in them.
The broker, Matthew Clason, transferred more than $668,000 from the victim’s investment accounts into a joint bank account and then took most of it, according to the Department of Justice. He faces up to 20 years in prison.
Year-over-year values are up more than 30% across more than 30 million IRAs, 401(k) and 403(b) accounts.
Jeffrey Schiffman joins the firm’s employee unit in Palm Beach Gardens, Florida.
Advisers become a part of their listeners' lives when they launch a podcast.
The SEC chair deftly handled four hours of questioning from lawmakers, including a query about Reg BI. He showed he’s a deft politician who will be able to guide policy in a direction he favors.
The Securities and Exchange Commission says the firm knew that hackers were trying to access participant accounts but didn’t report them.
Though registered investment advisory firms could benefit from hunting for new clients at the DC plans they manage, will they begin to acquire retirement plan adviser firms?
The exchange has proposed listing Fidelity's Wise Origin Bitcoin Trust, saying in its filing that concerns about potential manipulation of a Bitcoin ETF have been 'sufficiently mitigated.'
A senior advocacy group predicts benefits will rise 4.7% next year, based on the 0.8% increase in the April consumer price index.
One of life’s most challenging circumstances is caring for a loved one. Here’s how advisers can help female clients who are thrust into the role.
The risk management software provider lashed out at competitors HiddenLevers and RiXtrema for using predictive models that are 'wildly inaccurate.'
President Biden likely will need to keep all Democrats on board to get his spending and related tax proposals through Congress.
Aaron Sehl and Vincent Feijoo set up FS Financial in Southington, Connecticut.
Envestnet CEO Bill Crager outlined how the firm is using additional operating expenses toward the financial wellness ecosystem’s development.
Finra will reopen 62 of its 69 hearing locations in July, while allowing arbitration parties to continue to request remote proceedings. Even if in-person proceedings are allowed, Finra said arbitration parties can still continue to request a remote hearing.
