Advisor News

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Dimon and Trump talk economy and Fed rates as meetings resume
WIREHOUSES JUL 31, 2025
Dimon and Trump talk economy and Fed rates as meetings resume

President meets with ‘highly overrated globalist’ at the White House.

By Bloomberg
NASAA moves to let state RIAs use client testimonials, aligning with SEC rule
REGULATION AND LEGISLATION JUL 30, 2025
NASAA moves to let state RIAs use client testimonials, aligning with SEC rule

A new proposal could end the ban on promoting client reviews in states like California and Connecticut, giving state-registered advisors a level playing field with their SEC-registered peers.

By Andrew Cohen
Could 401(k) plan participants gain from guided personalization?
RETIREMENT PLANNING JUL 30, 2025
Could 401(k) plan participants gain from guided personalization?

Morningstar research data show improved retirement trajectories for self-directors and allocators placed in managed accounts.

By Leo Almazora
UBS sees a net loss of 111 financial advisors in the Americas during the second quarter
WIREHOUSES JUL 30, 2025
UBS sees a net loss of 111 financial advisors in the Americas during the second quarter

Some in the industry say that more UBS financial advisors this year will be heading for the exits.

By Bruce Kelly
JPMorgan reopens fight with fintechs, crypto over fees for customer data
FINTECH JUL 30, 2025
JPMorgan reopens fight with fintechs, crypto over fees for customer data

The Wall Street giant has blasted data middlemen as digital freeloaders, but tech firms and consumer advocates are pushing back.

By Bloomberg
The average retiree is facing $173K in health care costs, Fidelity says
RETIREMENT PLANNING JUL 30, 2025
The average retiree is facing $173K in health care costs, Fidelity says

Research reveals a 4% year-on-year increase in expenses that one in five Americans, including one-quarter of Gen Xers, say they have not planned for.

By Leo Almazora
Advisor moves: NY-based Coastline wealth adds three teams with over $430M in assets
INDEPENDENT BROKER DEALERS JUL 30, 2025
Advisor moves: NY-based Coastline wealth adds three teams with over $430M in assets

Raymond James also lured another ex-Edward Jones advisor in South Carolina, while LPL welcomed a mother-and-son team from Edward Jones and Thrivent.

By Leo Almazora
Gen Z is grappling with a financial balancing act, new report reveals
RETIREMENT PLANNING JUL 30, 2025
Gen Z is grappling with a financial balancing act, new report reveals

Rising costs, low wages are making it hard for young Americans to move ahead.

By Steve Randall
Fintech bytes: Vestwell comes through for underserved savers with multilingual support
RETIREMENT PLANNING JUL 30, 2025
Fintech bytes: Vestwell comes through for underserved savers with multilingual support

MyVest and Vestmark have also unveiled strategic partnerships aimed at helping advisors and RIAs bring personalization to more clients.

By Leo Almazora
UBS profit beats estimates as Ermotti sees brighter outlook
WIREHOUSES JUL 30, 2025
UBS profit beats estimates as Ermotti sees brighter outlook

Wealth management unit sees inflows of $23 billion.

By Bloomberg
Evercore to buy advisory firm Robey Warshaw for $196 million
MERGERS & ACQUISITIONS JUL 30, 2025
Evercore to buy advisory firm Robey Warshaw for $196 million

Deal will give US investment bank a foothold in lucrative European market.

By Bloomberg
Gates and Buffett’s Giving Pledge is 15 years old, but many signatories are richer than ever
RETIREMENT PLANNING JUL 30, 2025
Gates and Buffett’s Giving Pledge is 15 years old, but many signatories are richer than ever

New report examines the impact that the initiative has had on philanthropy.

By Steve Randall
Americans stay the course on 401(k) savings despite inflation fears
RETIREMENT PLANNING JUL 29, 2025
Americans stay the course on 401(k) savings despite inflation fears

Few feel confident that they will meet their retirement goals.

By Steve Randall
What advisors need to know about SECURE 2.0’s impact on retirement income planning
OPINION JUL 29, 2025
What advisors need to know about SECURE 2.0’s impact on retirement income planning

Catch-up contributions, required minimum distributions, and 529 plans are just some of the areas the Biden-ratified legislation touches.

By Aaron Cirksena
EToro to tokenize US stocks on Ethereum network for 24/7 trading
ALTERNATIVES JUL 29, 2025
EToro to tokenize US stocks on Ethereum network for 24/7 trading

Following a similar move by Robinhood, the online investing platform said it will also offer 24/5 trading initially with a menu of 100 US-listed stocks and ETFs.

By Bloomberg
GTCR to acquire FMG Suite, expanding its wealth tech portfolio
FINTECH JUL 29, 2025
GTCR to acquire FMG Suite, expanding its wealth tech portfolio

The private equity giant will support the advisor tech marketing firm in boosting its AI capabilities and scaling its enterprise relationships.

By Leo Almazora
$29B Lido Advisors expands in Utah with Olympus Wealth Management
RIA NEWS JUL 29, 2025
$29B Lido Advisors expands in Utah with Olympus Wealth Management

The privately backed RIA's newest partner firm brings $850 million in assets while giving it a new foothold in the Salt Lake City region.

By Leo Almazora
Annuities hit new $223B high in H1 2025, LIMRA says
RETIREMENT PLANNING JUL 29, 2025
Annuities hit new $223B high in H1 2025, LIMRA says

The latest preliminary data show $117 billion in second-quarter sales, but hints of a slowdown are emerging.

By Leo Almazora
AssetMark taps former Envestnet RIA leader for new Charlotte hub
FINTECH JUL 29, 2025
AssetMark taps former Envestnet RIA leader for new Charlotte hub

The $139 billion TAMP has hired industry veteran Phil Rogerson, unveils $10 million commitment for strategic expansion in North Carolina.

By Leo Almazora
Alaris Acquisitions CEO: AI-driven staff reductions could boost RIA valuations
MERGERS & ACQUISITIONS JUL 28, 2025
Alaris Acquisitions CEO: AI-driven staff reductions could boost RIA valuations

CEO Allen Darby sees a coming shift in M&A dynamics as AI eliminates clerical roles at RIAs, leaving buyers and sellers to negotiate who benefits from the added margin.

By Andrew Cohen