Beyond tax efficiency, planning around charity creates touchpoints to help clients express their values, engage the next generation, and leave a more profound and personal impression on the world.
The move to give Mary Callahan Erdoes a board seat comes amid accusations that the Wall Street giant enabled the deceased financier's sex trafficking operation.
The bipartisan measure, co-authored in the Senate by Elizabeth Warren and approved by President Donald Trump, clears numerous hurdles that held taxpayers back from challenging the tax agency.
Nearly a dozen industry associations signed a letter of support for the Financial Exploitation Prevention Act, which would let mutual fund firms and transfer agents pause transactions if elder abuse is suspected.
The White House has reportedly granted clemency for private equity executive convicted over $1.6 billion GPB Capital scheme targeting thousands of investors.
The deal, set to add $28 billion in assets, would vault the Wall Street giant among the top tier of active ETF providers as investors flock to defined outcome strategies for downside protection and smoother stock exposure.
Quotient Wealth Partners' co-CEO speaks out on his RIA firm's pivot into private equity comp planning, how investments by Schwab and Morgan Stanley mark a turning point, and why advisors diving in should prepare to play the long game.
Surveys show annuity owners feel more secure about retirement timing as interest rises among non-owners
GWG Holdings and its bond issuance have been at the center of bankruptcy, litigation, and more. This is InvestmentNews' complete coverage.
Todd Bryant, CFP®, ChFC®, CLU®, AIF®, shares his firsthand experiences navigating clients through the complexities of firm consolidation in the financial advisory industry. Drawing on lessons from major mergers and personal transitions, Bryant emphasizes the enduring importance of trust, transparent communication, and personal relationships in ensuring client confidence and satisfaction during times of change.
appeals court has thrown out Neil Cole’s fraud conviction, raising the bar for government prosecutions in financial reporting cases.
A Texas judge dismisses fraud claims against a California fund manager after a high-stakes real estate joint venture falls apart.
A failed cannabis venture lands in bankruptcy court after fraud, SEC action, and millions in investor losses.
Wall Street firm alleges Matthew Madera violated agreements by calling clients on personal phones after departure.
The regulator alleges Srinivas Koneru fabricated performance metrics for his trade finance platform to secure approval for a merger that enriched him while investors lost nearly everything.
Lawsuit claims Wall Street banks misled investors as stock tumbles to half IPO price.
Axos Financial’s $15.2 million trading loss exposes gaps in risk controls and due diligence after a major clearing firm acquisition.
Investor lawsuit targets SEC and top market makers for alleged algorithmic price manipulation in U.S. securities markets.
Citadel and Virtu are accused of using rapid spoofing tactics to drive down Genius Group stock prices and profit from short trades.
Previously affiliated with Woodbury, the multi-generational team led by cousins Matthew and Christopher Callero are joining Cetera's tax and accounting specialist community.
