Advisers on the Move: Latest trends in recruiting
Top moves, net gains and losses, plus daily move activity updated weekly
Daily adviser move activity
Net gains/losses in adviser headcount by channel, 2019 year-to-date
Top 5 moves of the week
Name of adviser(s) | AUM | Firm leaving | Firm joining | Transition Date |
---|---|---|---|---|
Michael Lawrence Siden | $500,000,000 | Morgan Stanley | Rockefeller Financial | 9/4/19 |
Joshua Glass | $345,000,000 | Wells Fargo Clearing Services | Stifel, Nicolaus & Company | 9/9/19 |
Harold Uszerowicz | $117,000,000 | Wells Fargo Clearing Services | Stifel, Nicolaus & Company | 9/6/19 |
Stephen Huggins, Linda Winders, Blair Huggins, JD Huggins | $345,000,000 | Morgan Stanley | Stifel, Nicolaus & Company | 8/23/19 |
Lawrence Scott Pann and Donnie DeYoung | $325,000,000 | UBS Financial Services Inc. | RBC Wealth Management | 8/22/19 |
Recruiting Gains for second quarter
Firm | Total moves |
---|---|
1. LPL Financial LLC | 100 |
2. Raymond James Financial Services, Inc. | 35 |
3. Edward Jones | 33 |
4. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 25 |
5. Calton & Associates, Inc. | 25 |
Recruiting Losses for second quarter
Firm | Total moves |
---|---|
1. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 69 |
2. Wells Fargo Clearing Services, LLC | 53 |
3. Morgan Stanley | 51 |
4. Ameriprise Financial Services, Inc. | 44 |
5. Edward Jones | 40 |
Source: InvestmentNews Advisers on the Move database
Note: Adviser moves are latest based on research and industry and government records.
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