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Doug Cubberley

Doug was Assistant Managing Editor at InvestmentNews from 2010 to 2012, before moving on to Investopedia.com as Senior Supervising Editor. Connect at: Linkedin

Displaying 399 results

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UBS Wealth Management inflows top estimates, shares climb

UBS Wealth Management attracted more funds from wealthy clients in the first quarter than analysts estimated

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Elder adventurers

Financial advisers, take note: Your clients may be aging, but they aren’t necessarily old, at least in terms…

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Industry to Finra: Why disclose exam scores?

Finra requested comments two weeks ago about disclosing more info through BrokerCheck - including brokers' exam scores. Reps' responses? Less is more.

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OptionsXpress accused of skirting naked-short-sale rules

OptionsXpress Holdings Inc. conducted a series of sham “reset” transactions designed to give the illusion that the firm had purchased securities to comply with obligations associated with short sales, the SEC said in a statement today.

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Revolving-door study of SEC cites ethics-advice record

U.S. Securities and Exchange Commission employees who leave the regulator for work with private companies often find positions…

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U.S. economy needs another miracle as productivity slows

The world's largest economy may need its second miracle in 15 years as waning productivity growth sets the stage for slower income gains, fewer job opportunities and larger federal deficits in the U.S.

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Ex-NFL star Willie Gault accused of stock-pumping fraud

Former olympian, NFL star Willie Gault has been accused by the SEC of taking part in a scheme to artificially inflate the stock of a medical-device company that he managed.

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Faber sees 1987-like crash if U.S. stocks rally without QE3

U.S. stocks may plunge in the second half of the year “like in 1987” if the Standard & Poor's 500 Index climbs without further stimulus from the Federal Reserve

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Wealthy Americans line up to give up passports in Swiss capital

Renouncements are up sevenfold in Bern since UBS whistle-blower triggered crackdown four years ago

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Ex-Detroit mayor Kwame Kilpatrick accused of accepting gifts from adviser

Former Detroit Mayor Kwame Kilpatrick and the city's ex-treasurer were sued by the U.S. Securities and Exchange Commission, which accused them of awarding pension-fund business in exchange for $125,000 worth of gifts from an investment adviser.