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Doug Cubberley

Doug was Assistant Managing Editor at InvestmentNews from 2010 to 2012, before moving on to Investopedia.com as Senior Supervising Editor. Connect at: Linkedin

Displaying 399 results

Topic

Peregrine’s fraud went undetected in two U.S. agency reviews

The U.S. Commodity Futures Trading Commission reviewed operations at Peregrine Financial Group Inc. at least twice since 2006 without detecting the fraud that led to the collapse of the futures broker and a $200 million shortfall in client funds

Topic
  • July 20, 2012

Advisers on the Move

The industry's only transition tracker of its kind has been redesigned to provide faster load times and improved searching

Topic
  • July 20, 2012

Pebbles without a cause?

UBS adviser Michael S. Poret was arrested for vandalism in the Los Angeles area for allegedly shooting out dozens of windows with a slingshot

Topic

KKR plans to offer retail funds to pursue debt investments

Will offer the KKR Alternative Corporate Opportunities Fund and the KKR Alternative High Yield Fund, according to SEC filings

Topic

Genworth’s Joelson steps down from running $75B portfolio

Genworth's chief investment officer Ronald Joelson, who oversees $75 billion in assets, is leaving to join Northwestern Mutual Life Insurance.

Topic

Citigroup sees significant charge after brokerage valuation

Morgan Stanley's estimate of the fair-market value of the Morgan Stanley Smith Barney unit is about 40% of what Citigroup believes the brokerage is worth, according to a regulatory filing

Topic
  • July 17, 2012

The largest custodians in the RIA business

Schwab, TD Ameritrade, Fidelity and all the rest, ranked in an easy-to-use chart