The SEC is seeking comment on a proposal to relax accounting regulations for foreign firms that trade on U.S. exchanges.
Securities regulators are seeking public input on whether U.S. companies should be permitted to use international reporting standards for financial statements filed with the SEC.
Securities regulators continue sorting through public input on proposed rules that address broker-dealer financial responsibilities.
The Department of Labor is continuing to work toward solutions for improving delivery of information on administrative and investment fees to 401(k) plan participants.
The National Association of Insurance Commissioners has voted to make changes to a model act that governs the use of stranger-owned life insurance.
The SEC is expected soon to consider a staff proposal that would ease restrictions on principal trading in nondiscretionary advisory accounts.
The U.S. Supreme Court plans to hear a case this fall that could affect 529 college savings plans.
A class action recently was filed in Illinois that challenges the legality of giving tax breaks to residents who invest in Illinois’ 529 college savings program but not other states’ plans.
Securities regulators recently hosted a daylong roundtable to discuss mutual funds’ use of 12b-1 fees.
National Financial Services LLC, along with parent company Fidelity Investments, both of Boston, has strengthened their alliance program…
