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Fidelity’s succession issues puzzle pros

What’s with Fidelity? Is it too big to be managed by any one person? Or is Edward C.

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  • August 20, 2007

New hires

ING Groep NV of Amsterdam, Netherlands, has appointed X. Rick Niu, 35, as executive vice president and chief…

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  • August 20, 2007

INDEPENDENT-BROKER DEALER ROUND TABLE: The following is an edited transcript of the round-table discussion.

The following is an edited transcript of the round-table discussion. InvestmentNews: As we go into the second half…

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  • August 20, 2007

Dodd, Frank urge hike on loan limits

The heads of the Senate Banking and House Financial Services committees were joined Friday by a Republican congressman…

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  • August 20, 2007

CFA Institute tome collects seminar presentations

In celebration of the Financial Analysts Seminar’s 50th anniversary, the CFA Institute has collected 22 of the conference’s…

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Past bubbles offer lessons for advisers

The deflation of the housing and mortgage bubble should reinforce several lessons for investors and their advisers.

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  • August 13, 2007

As NASD/FINRA fiddled, credit markets burned

Where was NASD — excuse me, the Financial Industry Regulatory Authority — on this one? In case…

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  • August 13, 2007

SEC quiet on auditing subprime lenders

The Securities and Exchange Commission declined to comment Friday on reports that it is checking top Wall Street…

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  • August 7, 2007

Repeal eyed for insurance antitrust exclusion

Companion bills recently introduced would repeal a 1945 act that effectively excludes the insurance industry from federal antitrust regulations.

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  • August 7, 2007

Bill seeks restrictions on COLI policies

Corporate-owned life insurance would face new restrictions under a bill sitting in a House subcommittee.