Fidelitys succession issues puzzle pros
What’s with Fidelity? Is it too big to be managed by any one person? Or is Edward C.
New hires
ING Groep NV of Amsterdam, Netherlands, has appointed X. Rick Niu, 35, as executive vice president and chief…
INDEPENDENT-BROKER DEALER ROUND TABLE: The following is an edited transcript of the round-table discussion.
The following is an edited transcript of the round-table discussion. InvestmentNews: As we go into the second half…
Dodd, Frank urge hike on loan limits
The heads of the Senate Banking and House Financial Services committees were joined Friday by a Republican congressman…
CFA Institute tome collects seminar presentations
In celebration of the Financial Analysts Seminar’s 50th anniversary, the CFA Institute has collected 22 of the conference’s…
Past bubbles offer lessons for advisers
The deflation of the housing and mortgage bubble should reinforce several lessons for investors and their advisers.
As NASD/FINRA fiddled, credit markets burned
Where was NASD — excuse me, the Financial Industry Regulatory Authority — on this one? In case…
SEC quiet on auditing subprime lenders
The Securities and Exchange Commission declined to comment Friday on reports that it is checking top Wall Street…
Repeal eyed for insurance antitrust exclusion
Companion bills recently introduced would repeal a 1945 act that effectively excludes the insurance industry from federal antitrust regulations.
Bill seeks restrictions on COLI policies
Corporate-owned life insurance would face new restrictions under a bill sitting in a House subcommittee.