HUNT FOR HEDGE FUNDS MOVING INTO HIGH GEAR: MATCHMAKERS SNIFFING OUT HOT DEALS IN VOLATILE FIELD RIPE FOR CONSOLIDATION
Murat “Hal” Davidson was “flabbergasted” when an investment banker approached him recently about selling $200 million-asset Regan Partners…
DEAL WATCH: BROKER’S SECURITIES OFFERING CARRIES REGULATORY BAGGAGE: FIRST MONTAUK HAS STRING OF ARBITRATION LOSSES, BUT FIRM CLAIMS TO HAVE FIXED OVERSIGHT OF ITS SALES FORCE
A history of compliance issues isn’t stopping a brokerage and investment banking boutique in Red Bank, N.J., from…
DEAL WATCH: BROKER’S SECURITIES OFFERING CARRIES REGULATORY BAGGAGE: FIRST MONTAUK HAS STRING OF ARBITRATION LOSSES, BUT FIRM CLAIMS TO HAVE FIXED OVERSIGHT OF ITS SALES FORCE
A history of compliance issues isn’t stopping a brokerage and investment banking boutique in Red Bank, N.J., from…
WHY AMEX, MET LIFE, SUNAMERICA ARE CALLING: THE MOST WANTED BROKER IN AMERICA
Recent snippets from the life of New York brokerage owner Jay Lewis: Dine with SunAmerica Inc. Chairman…
Q&A: MARIO GABELLI : " PEOPLE JUST DONT UNDERSTAND HOW YOU VALUE TIMBER"
Forget “Super Mario.” Now he’s “Hoops Gabelli.” Legendary value investor Mario Gabelli says women playing basketball creates new…
MUTUAL FUND FEES ARE FAIR, STUDY SAYS, THOUGH OTHERS STILL SEE FAT IN FIGURES: SOMEONE HAS TO PAY FOR ANALYSTS, SERVICE
Do mutual fund companies deserve a break from the constant criticism of their management fees? A recent study…
WHY AMEX, MET LIFE, SUNAMERICA ARE CALLING: THE MOST WANTED BROKER IN AMERICA
Recent snippets from the life of New York brokerage owner Jay Lewis: Dine with SunAmerica Inc. Chairman…
MUTUAL FUND FEES ARE FAIR, STUDY SAYS, THOUGH OTHERS STILL SEE FAT IN FIGURES: SOMEONE HAS TO PAY FOR ANALYSTS, SERVICE
Do mutual fund companies deserve a break from the constant criticism of their management fees? A recent study…
DEAL-STARVED SUNAMERICA OUT TO DOUBLE ITS PLEASURE WITH TWIN BUYS: INSURER TALKING TO PARENT OF BROKERS SPELMAN, SENTRA
In the ultimate display of efficiency, acquisition-hungry SunAmerica Inc. is vying for two San Diego-based brokerages at once.
EX-LEPERCQ MANAGER PLANTS REDWOOD IN STAMFORD, CONN.
On an Indian summer day two weeks ago, money manager Andrew Merz Hanson was in hot pursuit of…