Leo Almazora
Fintech partnership aims to enhance advisors’ financial planning with a broader-picture view of clients’ finances.
The advisor, who reportedly managed $450M in client assets at UBS, is joining the Western division in California.
Daley brings more than three decades’ experience to the independent wealth firm as its head of advisor success and integration.
Survey reveals three-quarters of investors bracing for recession, with 83 percent of older respondents worried about basic living needs.
The self-regulator has updated its guidance around requirements for firms to oversee chatbot messaging for investors and AI-generated content.
The Seattle-based wealth firm’s latest hire comes with a professional history at big names like Goldman Sachs, UBS, and Wells Fargo.
The subsidiary broker-dealer and RIA to life insurance giant Guardian is enhancing its holistic wealth service for HNWIs.
Proposed rule aims to tighten client information and verification processes in order to curb risks from money laundering and other illicit activities.
Polling by DACFP and Franklin Templeton reveals 70 percent surge in advisors planning to recommend digital asset allocations in client portfolios.
The former wirehouse advisor is tapping into LPL’s platform after managing $280M in retirement and other assets at his former firm.
