Lisa Shidler
Andrew Lo, a professor of finance at Massachusetts Institute of Technology, says it's normal for clients who suffered huge losses to continue to have difficulties making logical decisions
Three former UBS advisers form an independent registered investment advisory firm called Mississippi Investment Management.
PriceMetrix Inc. is introducing a market-based commission guide today that financial advisers can use to determine what to charge for commissions on securities trades.
Three former UBS AG financial advisers last week said that they have formed an independent registered investment advisory firm called Mississippi Investment Management Company LLC in Jackson.
The Gannon Group works exclusively with 14 large families who have nearly $1 billion in net worth. While the Gannon group manages more than $500 million of those assets for the families, it does more than just handle the money.
When adviser E. Kim Dignum invites clients or prospects out to play the hilly, meandering course at Mira Vista Country Club in Fort Worth, Texas, she obeys her one unspoken rule of golf etiquette: Play to win.
Firm unveils a market-based equity commission guide designed for financial advisers
Jonathan Smith's heart began to race when he opened the e-mail alert on Tuesday from TD Ameritrade. The alert stated that one of his closest clients had filed paperwork to transfer nearly $ 1 million in assets away from the adviser.
In an early sign that the worst days of the recession are behind them, advisory firms once again are hiring summer interns, with the hope of grooming young prospects into full-time professionals.
Although they have spent much of the year cutting costs, many advisory firms are planning to give raises to their employees next year.
