Michelisa Lanche
RBC Wealth Management continues to add financial advisers from competing brokerages and has now recruited a two-person team from Stifel Nicolaus, a subsidiary of Stifel Financial Corp.
A team of four financial advisers has left Morgan Stanley Smith Barney, where they advised on $267M in client assets, to join the private-wealth-management group at Robert W. Baird & Co., according to a company spokesperson.
RBC Wealth Management continues to add financial advisers from competing brokerage firms and has now recruited a two-person team from Stifel Nicolaus & Co. Inc., a subsidiary of Stifel Financial Corp.
A duo of veteran financial consultants that have advised on $300 million in client assets has joined RBC Wealth Management from Morgan Stanley Smith Barney, RBC said in a statement today.
A duo of veteran financial consultants who advised on $300 million in client assets has joined RBC Wealth Management from Morgan Stanley Smith Barney LLC, RBC said in a statement.
Former Merrill Lynch & Co. Inc. chief executive John Thain — whose ouster came shortly after it was…
Stonegate Wealth Management LLC and Family Financial Research LLC announced yesterday that they have joined forces.
Although the financial services industry has seen a bit of a recovery, the market for financial advisers may still experience a contraction, according to an AlixPartners LLP survey.
The value of the Financial Industry Regulatory Authority Inc.'s $1.6 billion investment fund decreased by 27% last year because of an aggressive strategy, and now the fund appears to be missing out on the recent market surge because Finra went more conservative this year, according to The Wall Street Journal.
A New Jersey man pleaded guilty on Friday to hiding a secret Swiss bank account with UBS AG from U.S. tax authorities, according to The Wall Street Journal.
