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Minda Smiley

Minda is a reporter, writer and editor. She has has a B.A. from Penn State and an M.A. from Craig Newmark Graduate School of Journalism at CUNY. She Tweets at: @Minda_Smiley

Displaying 22 results

Topic

Advisers need to act on client communication plans

Important ingredients are regular feedback and inclusion of family members in outreach.

Topic

LPL Financial plans move out of Charlotte, N.C., to new regional HQ in South Carolina

Independent broker-dealer plans to invest $150 million, add 2,000 jobs in region

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Merrill Lynch team with $592M in assets moves to LPL

Chicago-based team has moved to LPL's hybrid RIA platform.

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Investors become selective, finding that not all emerging markets are created equal

Market volatility has forced strategic move from buy-and-hold to stock picking

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Fidelity and Credit Suisse team up for easier access to IPOs

Poll shows strong interest in IPOs among high-net-worth investors.

Topic

Family feuds are complicated by wealth

Advisers add stability by preparing the next generation, U.S. Trust survey finds.

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More millionaires than ever in 2013

Surging equity markets and improving economies contributed to double-digit growth in both population and wealth levels.

Topic

REIT begins trading on NASDAQ

United Development Funding IV launches tender offer in conjunction with listing.

Topic

Number of millionaires reached record in 2013

Advisers to the wealthy score high in trust but low in performance.

Topic

Merrill Lynch hires Barclays adviser duo

The team, who previously managed $285 million in assets, join Merrill in New York.