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Minda Smiley

Minda is a reporter, writer and editor. She has has a B.A. from Penn State and an M.A. from Craig Newmark Graduate School of Journalism at CUNY. She Tweets at: @Minda_Smiley

Displaying 22 results

Topic

Massachusetts, Illinois surveying RIAs about cybersecurity

William Galvin in Massachusetts and his securities regulator counterparts in Illinois are surveying state-registered investment advisers to determine their cybersecurity readiness.

Topic

California financial adviser leaves Beverly Hills bank for RIA

EP Wealth Advisors of Torrance, Calif., has more than $1.6 billion in assets under management.