New Hampshire Bureau of Securities Regulation called the settlement the 'largest monetary sanction' in the regulator's history
Starting in January, advisers will see a reduction in how they are paid for clients' holdings in cash and on accounts under $250,000
The largest broker-dealer picked up 900-plus advisers, but most importantly at the right price
The transaction will cost LPL Financial $300 million and represents $63 billion in assets
Mark Casady and Larry Roth are longtime leaders in the independent broker-dealer industry
Two former wirehouse brokers run afoul of Reg S-P, according to Finra
Amy Webster was a former bank broker for Wells Fargo Advisors for 13 years and claims the company made 'defamatory' remarks on her Form U5
Keith Ashley was already under investigation by the FBI, according to local police
The terminations raise questions about the company's former advisor program known as FAP
John C. McNamee and Daniel J. White are the latest Wall Street veterans to move to First Republic
