Also ask firms to pay for the administration of the protocol to 'ensure its longevity and relevance.'

Next year, some clients will see higher annual fees unless they have $2 million in assets and liabilities across accounts, or alter their accounts to gain fee waivers.

Public Investors Arbitration Bar Association report slams self-regulator over its picks for board of governors.

Decline in the number of new individuals or teams with $100 million or more in assets comes after best recruiting year ever in 2016.

Firm has seen a net gain of 11 advisory teams and $4.25 billion in client assets in the year through September.

Vereit, formerly American Realty Capital Properties Inc., is selling Cole Capital as it exits the nontraded REIT business.

In the little more than a year since he stepped in as CEO, Mr. Moore has made great strides in turning around the broker-dealer network after its parent company went through a painful — and very public — bankruptcy.

Although a common cost estimate is 100 basis points of assets under management, a new Personal Capital report finds advisory fees at large firms ranging from 1.25% to 3%.

Professional Investors Network, with 70 advisers and $1.7 billion in assets, was affiliated with NPH.

Rivals have picked off some big NPH teams, but LPL said it is getting the lion's share of revenue from the acquisition.