The total of Chuck Roberts-related legal damages and costs rises to $180 million, with more claims in the wings.
The buyer, Equitable, is looking to grow right now.
Both brokers faced allegations from regulators they misappropriated client funds.
Cockroach advisors like the warm weather, according to a new study from the Journal of Financial Economics.
Avan's daughter, Nyah, called her mother a woman of poise, wisdom and grace, according to a report.
Bruce Kelly analyzes new 'bad broker' report and concludes that the states' insurance commissioners need a better brand of bug spray.
The success of the BDC industry is coming at its own expense, one veteran industry executive told InvestmentNews.
Sales of alternative investments have exploded over the past few years, leaving some observers wondering whether financial advisors truly understand the products and whether clients realize the risk.
The fund's exposure to First Brands is about 1.4% of its $1.9 billion total assets, according to company filings.
Cetera is leaning on Summit Financial and its veteran leader Marshall Leeds to reel in those advisors.
