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Ameriprise sees impressive growth in third quarter
Client assets are up 15%, while cash sweep and certificate balances are down $5.8 billion from the year-ago period.
Raymond James achieves record net revenue, earnings
'Our advisor recruiting has picked up significantly over the last two months, with record numbers of large teams in our pipeline,' CEO Paul Reilly says.
Mother-son team joins Equitable Advisors from Cetera
The Marlton, New Jersey-based pair operate Schwartz Financial Services and oversee $175 million in assets.
What next after summer sale?
Insiders say Goldman’s new strategy is less a retreat from the RIA marketplace than a realignment.
‘Murky disparity’ stalls progress
Recent claims of pay discrimination, retaliation and sexual harassment have served as a painful reminder that progress for women in the financial advice industry is not a straight line.
Some potential RIA buyers know they missed the boat: Larry Roth
Buyers of RIAs face plenty of legacy questions, the veteran executive says.
Raymond James adds $287M AUM wirehouse team in Guam
Two advisors join the firm's employee advisor channel.
Raymond James partners with 55ip on tax management enhancements
Services such as rebalancing and tax-loss harvesting will be available on Raymond James' managed accounts platform.
Wells Fargo advisors jumping internally — to FiNet
'The bank is trying to keep advisors who would have left anyway and keep revenue in house,' one recruiter notes.
LPL nabs $265M team from Cadaret Grant
New Jersey-based Infinity Wealth Group was founded in 1992 by Robert Doran.
Avantax CEO in line to receive $21.6 million golden parachute
'Kudos to those guys for getting the deal done ... but it's jaw-dropping that's what they're getting paid,' one industry executive says.
Merrill advisors managing $390M jump to LPL Financial
The Fresno, California-based pair of advisors make the 50th team to join LPL’s Linsco channel.
LPL nabs team managing $900M at RBC
The four advisors are launching Sides Wealth Advisory Group in York, Pennsylvania.
LPL adds California team managing $150 million
The Sacramento-based firm, Bradford Capital Group, was previously affiliated with Securities America.
Cetera to offer Avantax advisors slim bonuses to none at all
Meanwhile, Cetera's owner Genstar is reinvesting in the firm.
Advisors increasingly rely on home office models, survey says
With more allocation tools at their disposals, advisors are focusing on planning and growing their businesses, Fuse finds.
Team overseeing $1B jumps to LPL Financial
The trio of advisors will operate as PB FAM Private Wealth in Atlanta.
Account fees, bonuses likely topics at Thursday’s Cetera, Avantax confab
A $60-per-account fee and retention bonuses are issues that are expected to come up in Cetera senior execs' meeting with Avantax advisors.
Nebraska team managing more than $600M switches to LPL Financial
Omaha-based Pat Ricketts and Mindy Helfrich were previously affiliated with Principal Securities
$500M Louisiana team joins Raymond James
The five advisors will operate as Meyer Rotolo Wealth Management.
