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Edward Jones paying for advisors’ high-level credentials
Change is afoot at the brokerage firm, which reportedly is reimbursing its advisors for the cost of certifications offered by the Investments & Wealth Institute.
Osaic CEO says ‘day of reckoning’ coming for RIA market
"Will there be more RIAs for sale than there are buyers at the trough?" Jamie Price asks.
Oregon orders Raymond James to pay nearly $200K over ‘unreasonable commissions’
State regulator imposes penalties in relation to overcharging exposed by multistate investigation.
UBS advisor jumps to Raymond James
The firm welcomes an industry veteran with $165 million in assets and nearly 40 years of experience.
LPL’s gatekeeper wary of bitcoin-ETF hype
The firm's head of wealth management solutions plans to assess the new funds' first three months of trading before deciding which to make available on its trading platforms.
Feds arrest Ameriprise advisor on January 6 riot charges
FBI says advisor ID’ed as ‘one of the first rioters’; defense attorney protests he ‘has not done a damn thing.'
LPL Financial continues to steam along in recruiting
After some weakness in January, LPL expects recruiting to pick up this month and next.
Bluespring Wealth Partners acquires $500M family-run firm in Virginia
The 15-year-old firm’s leaders looking forward to focusing on client relationships.
Positive mindset shapes CEO’s approach
IBN Financial Services ‘dropped’ in Richard Carlesco’s lap … but the CEO hasn’t looked back.
LPL attracts $175M duo from Wells Fargo Advisors
The pair of advisors is launching a firm in Cedar Rapids, Iowa.
‘We’re scrambling to figure out spot-bitcoin ETFs,’ says industry exec
Many broker-dealers still have plenty of work to do regarding new product.
Giant conflicts alleged involving a former advisor
'I worked my whole life trying to save for now, and I can't retire,' says Galia Meiri, one of the advisor's clients.
Raymond James has given its independence transition suite an uplift
The enhanced service gives a more tailored support offering to advisors.
LPL nabs $320M duo from Centaurus Financial
Las Vegas-based Latus Group was founded by a former police officer.
Top financial advisors in the US revealed
InvestmentNews celebrates 60 dynamic advisors across the country who excel at serving their clients.
Dimon says rich should pay more to fund low-income tax cuts
'There are so many tax breaks out there that shouldn’t be there,' JPMorgan CEO says.
Newborn son inspires $160M advisor to go independent
Chicagoland advisor makes the move from Corebridge to LPL.
Prospera launches family office program to serve UHNW clients
New solution responds to advisor demand for family office services.
JPMorgan’s Dimon promotes potential successors to new roles
Gaining wider experience is key for those who may one day run the firm.
Client assets in cash products ended 2023 at twice the normal level: Ameriprise
In its earnings report, the firm cites all-time highs in both advisor productivity and client assets.
