Expungement reform advocates taken by surprise as Finra revises proposal
The Finra board announced that it had approved sending a reworked rule to the SEC but it provided no details on substance or timing.
For years, Lisa Braganca has advocated reforming the way that registered representatives can clear their records of customer complaints. But when the Finra board announced last week that it had approved revisions to a previous proposal for doing so, Braganca was caught off guard.
The Financial In
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