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Centralized Data Exchange Can Support DOL Fiduciary Rule Compliance
https://www.investmentnews.com/wp-content/uploads/assets/graphics src=”/wp-content/uploads2016/12/CI108208127.JPG” The U.S. Department of Labor’s (DOL’s) fiduciary rule for retirement-investment advisors has raised many, as-yet-unanswered…
Charles Schwab to combine robo-advice and financial advisers in new hybrid model
Financial giant targeting mass affluent clients with inexpensive planning services. (More: Robos to make banks a bigger competitor in advice market)
Apps to help make business travel easier for financial advisers
A little online research can make the difference between a good and bad experience.
RIAs find it easy to justify spending more on technology in 2017
Robo platforms are lifting client expectations.
Envestnet Tamarac rolls out Yodlee app to show outside assets, liabilities
Clients can add values for mortgages, 401(k) accounts and even an art collection into their portal.
Galvin claims software developer defrauded investors in trading scheme
Bruce S. Horowitz charged big upfront fees but never invested any of his clients' money, the Massachusetts regulator claims.
RIAs rank technology spending as top priority amid competition from robo-platforms: Scottrade survey
Technology spending has edged out spending on business growth as the top priority for registered investment advisers, according to a recent survey.
Do human advisers make clients happier than robos?
Investors appreciate both, but do turn to traditional advisers over digital ones for some services.
Betterment presses Trump to keep DOL rule
Ad campaign suggests robo-adviser is ready to battle for fiduciary standard.
Robos to make banks a bigger competitor in advice market
Younger generations may opt to go robo at their local financial institution rather than seek out an adviser.
Betterment retirement robo attracts 300 companies to 401(k) platform
Automated-adviser says professional services firms are especially interested in its retirement advice technology.
Finra fines Morgan Stanley $1.5M for failing to deliver fund prospectuses online
During one nine-month period, the firm failed to deliver close to 2.1 million prospectuses to online customers because of a missing hyperlink.
Older investors use both financial advisers and online advice
Clients want help beyond classic investment services.
Technology at the core of reinvention
Advisory firm hunts down a cloud-based system to make compliance more automated.
Advisers plan to spend more for compliance and tech in 2017
Many adviser marketing budgets also set to increase, with social media the focus.
Independent broker-dealers boost tech spending
In a survey fielded late this summer, InvestmentNews found that the typical independent broker-dealer spent $13.6 million on…
Technology that improves client service with fewer people
Adviser shares path to lower costs through integration.
How advisers can use technology to calm clients’ post-election jitters
Technology can enable a more efficient human connection during times of financial uncertainty.
New robo-adviser geared to retirees
True Link joins crowded digital-advice market dominated by big financial names..
Hybrid RIA managing $2.2 billion in client assets joins Securities America from LPL Financial
WealthPLAN Partners was with LPL for 27 years.
