Displaying 4509 results
Pershing X moves performance reporting to the cloud
The move boosts data processing speed and establishes a modern infrastructure to build out the firm's vision for an all-in-one technology suite.
Digital RIA Savvy launches direct indexing
Instead of using a product that was already on the market, Savvy built its direct indexing software in-house.
Investment analysis AI raises $3 million
Portrait Analytics believes its AI will eventually be able to do everything a junior investment analyst can do.
Robinhood to pay states $10.2 million over outages prior to meme stock frenzy
A multistate investigation of the problems in 2020 cited Robinhood for technology failures as well as lack of diligence in approving options trading.
Redtail integrates with Flourish, Morningstar partners with Asset-Map
Cash management fintech Flourish can now pull client data directly from Redtail's CRM system to prefill application forms, while Morningstar will integrate Asset-Map client engagement technologies.
Insurance fintech adds long-term care products
Modern Life is adding long-term care and hybrid long-term care products to its menu of insurance for financial advisors.
Fintech guarantees it can help advisors convert at least one prospect in 90 days, or their money back
Elements provides a mobile Scorecard app that evaluates a prospect’s financial data and provides an evaluation score across 12 measurements.
Custody, compliance and tech lay the foundation for going independent
An expansive network of platforms and services has evolved that's designed to support breakaway brokers.
Please don’t make me download your conference app
It's doubtful many advisors are doing the same due diligence into who produces conference apps and what safeguards are in place that they do with other pieces of their tech stack.
T. Rowe Price buying Retiree Inc. to enhance retirement offerings
The investment manager said Retiree’s software will bolster its existing capabilities to create a more comprehensive suite of retirement income solutions.
As RIA industry swells, advisors discover pros and cons of growth
According to the latest report from Schwab Advisor Services, RIAs need to jump on the growth train in order to keep pace.
Welcome to the golden age of AI
For financial advisors, artificial intelligence can lead to deeper insights as AI models parse massive data sets, seeking meaningful patterns and signals amid millions of data points.
Absolute Engagement launches fintech to digitize client feedback
The Absolute Engagement Engine captures real-time input from prospects and clients as they interact with a wealth management firm.
SEC’s dive into messaging apps poses new compliance challenge
The agency's document requests seek details on how firms monitor, review and retain 'off-channel' communications — all the way up to the senior executive level.
GeoWealth investment platform expands down-market with deal for First Ascent
The First Ascent Asset Management TAMP will operate as a separately branded subsidiary of GeoWealth.
The latest in financial #AdvisorTech — March 2023
This month's highlights include Conquest's fundraising to prepare for its expansion into the US, Asset-Map's $6 million in Series B funding, and Wells Fargo's debut of app-based tool LifeSync.
Fintech CapIntel adds ESG data as it pushes US expansion
The Toronto-based firm's new offering uses ESG data from MSCI to provide ratings, scores and various metrics for funds, portfolios and individual stocks.
Broadridge partners with Apex Silver on integrated tax reporting
The new service combines tax data and cost-basis reporting into a single offering for banks, broker-dealers and custodians.
Uncovering the nuances to the headline trends of our industry
As InvestmentNews opens its annual benchmarking survey for this year, we will be looking to the data for clues on inflation’s impact on wages and how it has translated to advisory practices.
Digital innovation is alive and well at T3 2023
The exposition hall was teeming with newly launched companies and fresh faces making their first appearance.
