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Pershing hooks up to iPhone
Pershing announced that its broker-dealer customers can now access its NetExchange Pro online account management platform on the Apple iPhone.
Adhesion Technologies partners with CMC
Adhesion Technologies and Capital Market Consultants have teamed to offer pre-packaged model strategies.
First Southwest to send platform via B-Ds
The clearing firm's B-Ds will provide consolidated performance reporting across all accounts.
National database is in works
The Financial Industry Regulatory Authority is developing for mortgage brokers a national database similar to the Central Registration Depository.
At long last, regulators to define "promptly’
Under regulations governing the securities industry, it's not enough for firms merely to archive e-mails; they must be able to furnish them to regulators “promptly.”
New software promises users an all-in-one experience
Secure, simple and inexpensive personal-computer or cell phone access to all an investor's financial data is the promise that was being offered by companies taking part in Finovate 2007, a financial-technology trade show held in New York last week.
Advisers face the challenge of data consolidation
Financial advisers don't suffer from a lack of client data, but too many providers don't offer such data in a consolidated fashion, forcing advisers to find certain types of information on their own.
Website to rank financial advisers on investment results
An upstart financial networking website is looking to create a forum for financial advisers to showcase their investing prowess
Envestnet is rejuvenating the PMC brand name
Envestnet Asset Management Inc. has much to gain and little to risk in reviving its PMC brand name.
Advanced Equities emerges as big player in venture capital
One broker-dealer is turning financial advisers into a key source of funding for venture capitalists and their high-risk,…
Fidelity unveils new planning tool aimed at advisers
In an effort to meet a growing demand, Fidelity Investments has introduced an online retirement planning program that…
DTCC unveils redesign
It aims to streamline the process of obtaining fund prospectus information while expanding its Mutual Fund Profile Service.
Some experts question industrywide popularity of Monte Carlo simulations
When it comes to using Monte Carlo simulations, Shawn Brayman says he’s heard it all.
National Financial enhances UMA system
The subsidiary of Fidelity announced that two sets of features have been added to its Managed Account Solutions.
Laserfiche presents Intuition Pro
Laserfiche, of Long Beach, Calif. officially rolled out its new Intuition Pro document management system.
SmartDraw debuts graphics software
SmartDraw.com launched SmartDraw 2008, the company’s latest version of business graphics software.
Schwab entices advisers with free software
Schwab Institutional will provide free portfolio re-balancing software to financial advisers who use its custody services.
Upgraded planning software takes a modest step forward
Financial crises may come and go. Today’s highflying stock may be tomorrow’s dog. But through it all, the quest for practical, if not perfect, financial planning software has been a constant that left irritated advisers reaching for the Prozac.
Advisers find value in new investor-focused websites
Several new online services aimed at individual investors are attracting the attention of advisers because of the potential they provide for marketing and collaboration.
Advisers finding benefits by being LinkedIn
Like LinkedIn’s 13 million other registered users, financial advisers are discovering that online networking can pay off.
