Broker-dealers have been competing to lower fees in order to reduce potential conflicts of interest
Mark Parker is joining the firm's employee channel in Memphis, Tennessee
Roark Head spins off his practice from Wedbush in Fairbanks, Alaska
The departure of Kevin Miller, formerly executive vice president, adds to a growing list of high-level employees to leave the firm in recent months
CenterState wealth management program includes eight advisers
Omaha, Nebraska-based Tagge Rutherford Financial Group has 25 advisers
Kirk Abrahamson and David Gray are joining the firm's employee unit in West Des Moines, Iowa
Father-and-sons team at Portland, Oregon-based Pacific Northwest Retirement Planners serves many Alaskans
Plenty of examples prove the regulator's efforts are out of step with the market
Advisers at Cedar Rapids-based GreenState Credit Union were formerly with Cambridge and Royal Alliance
'We are committed to every size adviser,' he said during a conference call to mark the closing of the historic deal
Reason Financial in San Diego will use Merit Financial for RIA services
New York City REIT sees a staggering decline in value after it begins trading
Scott Southerland, Jeff Cox, Mark Whitley and Josh Holby move to Pinnacle
Family-run Hendrix Group Financial Services is based in Birmingham, Alabama, and had been affiliated with Securities Service Network
Half of the employees will stay on, but some portion will likely be let go, according to sources
Marc DeCicco and Tad Wilson started North Bend Wealth Management in Vienna, West Virginia
The broker-dealer had concerns about oversight of client accounts while using the application
As his clients sue, former rep James Flynn is reportedly in the Caribbean
SGC Financial and Insurance Services in San Mateo, California, has 13 advisers
