The Pittsburgh-based private bank will continue to operate as a separately chartered institution.
The independent broker-dealer says the cybersecurity system from cleverDome offers more control than a virtual private network.
Fitch Ratings noted that the rating affirmation reflected Advisor Group's "improving scale as one of the largest independent financial advisers in the U.S."
Sonnenfeld Financial Group is based in Minnesota and Lincoln Capital Inc. in San Diego.
RIA Lab session looks at the insurance industry's evolution toward providing custodial-like relationships with advisers.
The three advisers, based in Spokane, Washington, will operate as Panorama Wealth Management of Raymond James.
Infinex Investments Inc. has 750 financial advisers at bank and credit union programs who control more than $30 billion in client assets.
Plan advisers will be able to use Envestnet's retirement plan tools on the Kestra platform.
Women are underrepresented in the advice industry, but at some independent broker-dealers, they make up a significant portion of the producing reps.
Independent broker-dealers’ shift toward fee revenue continued in 2021. Here are the firms that earned the most in fees last year.
The four advisers will operate as Heberle Helm Ferguson Group in Monroeville, Pennsylvania.
As the number of certified financial planners grows, here are the independent broker-dealers who employ the most CFPs.
For more than two decades, the brokerage industry has touted its plans to shift to a fee-based business model, which is less volatile than the up-and-down cycles of sales of high-commission products.
When it comes to mergers and acquisitions, "it’s smaller broker-dealers and RIAs that may be an opportunity," CEO Dan Arnold said.
'We should have significant upside from rising short-term interest rates,' said Paul Shoukry, the firm's chief financial officer.
The bank was recently acquired by M&T, and its program will add 30 advisers and roughly $6 billion in assets.
Michael Gavett is moving to Linsco, the employee unit of LPL, in Dallas.
Kabir Sethi will head firm’s technology; Matt Enyedi will lead national sales and marketing.
The four advisers will operate as Resolute Private Wealth in Forest, Virginia.
Ramy Fahim is suspected of killing a co-worker at Pence Wealth Management and that man's roommate earlier this week.
