It's an interest-rate play, sources say, reflecting the boost the firm could get as the Federal Reserve embarks on a series of rate hikes.
Team of paraplanners will gather data and input it into planning software to provide financial plans for advisers' clients.
Theresa and Kevin Hannon, who operate as Hannon Financial Group in Oak Brook, Illinois, are switching from American Portfolios.
Logan Skinner and his team are setting up Axis Private Wealth in Longview, Texas.
In 2021, annuity sales hit their highest level since the financial crisis. Here are the firms that took in the most annuity revenue last year.
As chief strategy officer, LPL's former chief investment officer will join the executive board and report directly to Ron Carson.
See the IBDs where advisers took home the highest payouts in 2021, and how the numbers compare with the data from 2020.
The addition permits advisers to create unified managed accounts for their clients.
See the payout grids for 49 IBDs, based on data the firms provided to InvestmentNews Research.
The father-and-son team of David and Mitch Vallie is based in Grand Blanc, Michigan.
The Baton Rouge, Louisiana-based Hays Breard Financial Group is joining Cetera’s Summit Financial.
Sullivan Financial’s Tom Sullivan had been affiliated with LPL for 24 years.
Pasadena-based Floe Financial Partners had been affiliated with LPL prior to joining Wells Fargo in 2012.
The three-person Arnold & Tai Group is joining the firm in Denver.
Houston-based advisers Brandon Glasscock and Mandy Haskell are joining the firm’s independent adviser channel.
The company is investing in its technology infrastructure — including digital initiatives and virtual tools — to improve the relationships between clients and their financial advisers.
Lance Murphy, who's based in Houston, has 26 years of experience, much of it with asset management companies.
Kristi Turchan and Debbie Verker operate as Ascend Wealth Management in Grand Rapids, Michigan.
In an unusual aspect of the investors' claim and subsequent award against First Allied Securities, the $2.66 million in damages requested matched the amount the three arbitrators awarded.
Father-and-son team of James and Christopher Domgard operate as Capital Private Wealth in Lincoln, Nebraska.
