Arkansas suspends breakaway broker with Concert Wealth Management
A former Merrill Lynch broker in Arkansas has been fined $28,000 and suspended from practicing as an investment adviser for 30 days for selling a money-losing variable annuity to a municipal police and fire pension fund.
A former Merrill Lynch broker in Arkansas has been fined $28,000 and suspended from practicing as an investment adviser for 30 days for selling a money-losing variable annuity to a municipal police and fire pension fund.
John R. Turbeville, who left Bank of America Merrill Lynch in January and
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