B-Ds reel from higher SIPC fees
New, higher assessments by the Securities Investor Protection Corp. are causing ”sticker shock” at several broker-dealers, particularly independent-contractor firms.
New, higher assessments by the Securities Investor Protection Corp. are causing ”sticker shock” at several broker-dealers, particularly independent-contractor firms.
Firms whose fiscal years end in December were required to pay their first assessment under the new fee schedule — 0.25% of net
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