CFP Board comes out against surprise audits, calling them too costly
Investment advisers who deduct fees from client accounts should not be required to undergo annual surprise audits, the Certified Financial Planner Board of Standards Inc. told the Securities and Exchange Commission.
Investment advisers who deduct fees from client accounts should not be required to undergo annual surprise audits, the Certified Financial Planner Board of Standards Inc. told the Securities and Exchange Commission.
In a comment letter filed with the SEC on July 28, Kevin Keller, chief executive o
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