Finra outsider elected to seat on appeals board
Karen Fischer, a Boca Raton, Fla., compliance consultant, has won a small-firm seat on the Financial Industry Regulatory…
Karen Fischer, a Boca Raton, Fla., compliance consultant, has won a small-firm seat on the Financial Industry Regulatory Authority Inc.'s appeals board.
She beat David Sobel, general counsel at Abel/Noser Corp., for the spot on Finra's National Adjudicatory Council.
Mr. Sobel was nominated by Finr
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