Morgan Stanley hit with $90K fine for muni-bond pricing
Morgan Stanley has agreed to pay a $90,000 fine to the Financial Industry Regulatory Authority Inc. to settle charges that it traded municipal bonds at unfair prices.
Morgan Stanley has agreed to pay a $90,000 fine to the Financial Industry Regulatory Authority Inc. to settle charges that it traded municipal bonds at unfair prices.
The fine covered 11 corporate-bond trades and three muni-securities trades made in 2003. Markups or markdowns listed in Finra
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