Shareholders of nontraded real estate investment trust American Realty Capital Trust III and traded REIT American Realty Capital Partners Inc. on Tuesday announced their approval of their merger, which had been announced in December.
Each outstanding shareholder of American Realty Capital III comm
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'Our department’s Reg BI-related disciplinary actions have been increasing,' noted a senior Finra executive.
'The wealth managers have been unbelievably supportive through all of this,' said Bryant Riley, the firm's chair and co-CEO.
The use of unmonitored messaging apps by financial advisors has been on the rise in the wake of the Covid-19 pandemic.
'Does Osaic really need these redundancies in management,' asked one industry executive.
'The advisor wants to get out of the business at 65 or 70 but clients will live to be around till 90,' says one banker.
