Reg switch from SEC to states delayed until 2012
Like many other areas of the sweeping Dodd-Frank financial regulatory reform law, the transfer of some investment advisers…
Like many other areas of the sweeping Dodd-Frank financial regulatory reform law, the transfer of some investment advisers from SEC oversight to state regulation has gone from hurry up to wait.
Under Dodd-Frank, advisers who have between $25 million and $100 million in assets under managemen
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