Payout grids for independent broker-dealers
See how much brokers earn on sales of various products at 43 independent broker-dealers, according to data the firms provided to InvestmentNews Research.
| Firm/parent company if any) | Phone/website/CEO* | Recruiting contact name/phone/email |
Payout ratio by gross production | Payout ratio by gross production | Payout ratio by gross production | Payout ratio by gross production | Payout ratio by gross production | Payout ratio by gross production |
|---|---|---|---|---|---|---|---|---|
| Product | $0-$249,999 | $250,000-$499,999 | $500,000-$749,999 | $750,000-$999,999 | $1M and greater | |||
| Alden Investment Group | 215- 572-8700 | John Mulqueen | Mutual funds | 81%-85% | 81%-85% | 86%-90% | 86%-90% | 91%-95% |
| aldeninvestmentgroup.com | 215- 572-8700 | Securities | 81%-85% | 81%-85% | 86%-90% | 86%-90% | 91%-95% | |
| Lee Calfo | [email protected] | Insurance | 81%-85% | 81%-85% | 86%-90% | 86%-90% | 91%-95% | |
| Variable annuities | 81%-85% | 81%-85% | 86%-90% | 86%-90% | 91%-95% | |||
| Limited partnerships | 81%-85% | 81%-85% | 81%-85% | 86%-90% | 86%-90% | |||
| Ameritas Investment Co./Ameritas Advisory Services | 800-335-9858 | Elizabeth Walker-Sadler | Mutual funds | 60%-90% | 90%-92% | 92%-93% | 92%-93% | 93%-96% |
| Ameritas Life Insurance Co. | ameritas.com | 402-467-7845 | Securities | 60%-90% | 90%-92% | 92%-93% | 92%-93% | 93%-96% |
| Brandon Mann (SVP, Wealth Management & Investment Services & AIC President) | [email protected] | Insurance | 60%-90% | 90%-92% | 92%-93% | 92%-93% | 93%-96% | |
| Variable annuities | 60%-90% | 90%-92% | 92%-93% | 92%-93% | 93%-96% | |||
| Limited partnerships | 60%-90% | 90%-92% | 92%-93% | 92%-93% | 93%-96% | |||
| Arkadios Capital | 404-445-0035 | Chris Mielnicki | Mutual funds | N/A | N/A | 90-91% | 91%-95% | 91%-95% |
| www.arkadios.com | 404-445-0035 | Securities | N/A | N/A | 90-91% | 91%-95% | 91%-95% | |
| David Y. Millican | [email protected] | Insurance | N/A | N/A | 90-91% | 91%-95% | 91%-95% | |
| Variable annuities | N/A | N/A | 90-91% | 91%-95% | 91%-95% | |||
| Limited partnerships | N/A | N/A | 90-91% | 91%-95% | 91%-95% | |||
| Atria Wealth Solutions | 888-566-1482 | Kevin Beard | Mutual funds | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 86%-90% |
| atriawealth.com | 646-887-9023 | Securities | 81%-85% | 81%-85% | 81%-85% | 81%-85% | 81%-85% | |
| Douglas J. Ketterer (CEO & Founding Partner) | [email protected] | Insurance | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 86%-90% | |
| Variable annuities | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 86%-90% | |||
| Limited partnerships | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 86%-90% | |||
| Avantax Investment Services Inc. | 800-821-8254 | Tim Stewart | Mutual funds | Up to 86% | Up to 90% | Up to 90% | Up to 90% | Up to 94% |
| www.avantax.com | 972-870-6142 | Securities | Up to 86% | Up to 90% | Up to 90% | Up to 90% | Up to 94% | |
| Todd Mackay (President, Wealth Management) | [email protected] | Insurance | Up to 86% | Up to 90% | Up to 90% | Up to 90% | Up to 94% | |
| Variable annuities | Up to 86% | Up to 90% | Up to 90% | Up to 90% | Up to 94% | |||
| Limited partnerships | Up to 86% | Up to 90% | Up to 90% | Up to 90% | Up to 94% | |||
| Cambridge Investment Research Inc. | 800-777-6080 | Tammy Robbins | Mutual funds | Negotiable Up to 100% | ||||
| joincambridge.com | 800-777-6080 | Securities | Negotiable Up to 100% | |||||
| Amy Webber (CEO) | [email protected] | Insurance | Negotiable Up to 100% | |||||
| Variable annuities | Negotiable Up to 100% | |||||||
| Limited partnerships | Negotiable Up to 100% | |||||||
| Centaurus Financial Inc. | 800-880-4234 | John Trentor | Mutual funds | 80%-90% | 86%-90% | 90%+ | 91%+ | 92%+ |
| Federation of Financial Services | joincfi.com; centaurusfinancial.com | 800-880-4234, ext. 300 | Securities | 80%-90% | 86%-90% | 90%+ | 86%-91% | 92%+ |
| J. Ronald King (Chairman, CEO) | [email protected] | Insurance | 80%-90% | 86%-90% | 86%-90% | 86%-90% | 86%-90% | |
| Variable annuities | 80%-90% | 86%-90% | 90%+ | 91%+ | 92%+ | |||
| Limited partnerships | 80%-90% | 86%-90% | 90%+ | 91%+ | 92%+ | |||
| CFD Investments Inc. | 800-745-7776 | Brent A. Owens | Mutual funds | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 91%-95% |
| joincfd.com, cfdinvestments.com | 800-745-7776, ext. 3006 | Securities | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 92% | |
| Brent A. Owens (President) | [email protected] | Insurance | 90% of National | 90% of National | 90% of National | 90% of National | 90% of National | |
| Variable annuities | 86%-90% | 90% | 91%-95% | 91%-95% | 91%-95% | |||
| Limited partnerships | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |||
| CoastalOne | 888-657-5200 | Lou Hanna | Mutual funds | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 86%-90% |
| www.coastal-one.com | 302-607-7469 | Securities | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 86%-90% | |
| Charles F. Reiling (President & CEO) | [email protected] | Insurance | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 86%-90% | |
| Variable annuities | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 86%-90% | |||
| Limited partnerships | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 86%-90% | |||
| Commonwealth Equity Services, dba-Commonwealth Financial Network | 866-462-3638 | Becca Hajjar | Mutual funds | 50%-87% | 87% | 88% | 89% | 90%-95% |
| commonwealth.com | 781-736-0700 | Securities | 50%-87% | 87% | 88% | 89% | 90%-95% | |
| Wayne Bloom (CEO) | [email protected] | Insurance | 100% | 100% | 100% | 100% | 100% | |
| Variable annuities | 50%-87% | 87% | 88% | 89% | 90%-95% | |||
| Limited partnerships | 50%-87% | 87% | 88% | 89% | 90%-95% | |||
| Concourse Financial Group Securities, Inc. | 800-288-3035 | Libet Anderson | Mutual funds | Up to 90% | Up to 92% | Up to 92% | Up to 92% | Up to 92% |
| Protective Life Corp. | concoursefinancial.com | 205-268-7085 | Securities | Up to 90% | Up to 92% | Up to 92% | Up to 92% | Up to 92% |
| Libet Anderson (President) | [email protected] | Insurance | Up to 90% | Up to 92% | Up to 92% | Up to 92% | Up to 92% | |
| Variable annuities | Up to 90% | Up to 92% | Up to 92% | Up to 92% | Up to 92% | |||
| Limited partnerships | Up to 90% | Up to 92% | Up to 92% | Up to 92% | Up to 92% | |||
| Cutter & Co. Inc. | 636-537-8770 | William L. Meyer | Mutual funds | 76%-80% | 81%-85% | 86%-90% | 86%-90% | 90%-92% |
| cutterco.com | 636-537-8770 | Securities | 76%-80% | 81%-85% | 86%-90% | 86%-90% | 90%-92% | |
| Deborah M. Castiglioni (CEO) | [email protected] | Insurance | 76%-80% | 81%-85% | 86%-90% | 86%-90% | 90%-92% | |
| Variable annuities | 76%-80% | 81%-85% | 86%-90% | 86%-90% | 90%-92% | |||
| Limited partnerships | 76%-80% | 81%-85% | 86%-90% | 86%-90% | 90%-92% | |||
| Equitable Advisors | 212-554-1234 | David Goettelmann | Mutual funds | 40%-70% | 40%-70% | 81%-85% | 86%-90% | 91%-95% |
| Equitable Holdings Inc. | equitable.com | 212-314-2057 | Securities | 40%-75% | 40%-83% | 81%-85% | 86%-90% | 91%-95% |
| David Karr | [email protected] | Insurance | 51%-75% | 53%-83% | 81%-85% | 86%-90% | 91%-95% | |
| Variable annuities | 51%-75% | 53%-83% | 81%-85% | 86%-90% | 91%-95% | |||
| Limited partnerships | Do not offer this product | |||||||
| Equity Services Inc. | 800-344-7437 | John Keenan | Mutual funds | 55%-84% | 81%-85% | 81%-85% | 81%-85% | 81%-85% |
| National Life Group | equity-services.com | 802-229-3862 | Securities | 55%-84% | 81%-85% | 81%-85% | 81%-85% | 81%-85% |
| Ata Azarshahi (President) | [email protected] | Insurance | 55%-84% | 81%-85% | 81%-85% | 81%-85% | 81%-85% | |
| Variable annuities | 55%-84% | 81%-85% | 81%-85% | 81%-85% | 81%-85% | |||
| Limited partnerships | 55%-84% | 81%-85% | 81%-85% | 81%-85% | 81%-85% | |||
| Fortune Financial Services Inc. | 724-846-2488 | Gregory J. Bentley | Mutual funds | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 86%-90% |
| fortunefinancialservices.com | 724-846-2488 | Securities | Do not offer this product | |||||
| Gregory J. Bentley (President & CEO) | [email protected] | Insurance | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 86%-90% | |
| Variable annuities | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 86%-90% | |||
| Limited partnerships | Do not offer this product | |||||||
| Founders Financial | 888-523-1162 | Tom Senseney | Mutual funds | Up to 90% | Up to 90% | Up to 90% | Up to 90% | Up to 90% |
| Founders Financial Inc. | foundersfinancial.com | 888-523-1162, ext. 1260 | Securities | Up to 90% | Up to 90% | Up to 90% | Up to 90% | Up to 90% |
| Bradley M. Shepherd (CEO) | [email protected] | Insurance | Up to 90% | Up to 90% | Up to 90% | Up to 90% | Up to 90% | |
| Variable annuities | Up to 90% | Up to 90% | Up to 90% | Up to 90% | Up to 90% | |||
| Limited partnerships | Up to 90% | Up to 90% | Up to 90% | Up to 90% | Up to 90% | |||
| Geneos Wealth Management Inc. | 888-812-5043 | Austin Gross | Mutual funds | 81%-85% | 86%-90% | 91%-95% | 91%-95% | 91%-95% |
| geneoswealth.com | 303-785-8470, ext. 151 | Securities | 81%-85% | 86%-90% | 91%-95% | 91%-95% | 91%-95% | |
| Ryan Diachok (CEO) | [email protected] | Insurance | 81%-85% | 86%-90% | 91%-95% | 91%-95% | 91%-95% | |
| Variable annuities | 81%-85% | 86%-90% | 91%-95% | 91%-95% | 91%-95% | |||
| Limited partnerships | Do not offer this product | |||||||
| Grove Point Financial | 301-944-5900 | Robert J. Engle | Mutual funds | 81%-85% | 86%-90% | 86%-90% | 91%-95% | 91%-95% |
| Kestra Holdings | grovepointfinancial.com | 301-944-5872 | Securities | 81%-85% | 86%-90% | 86%-90% | 91%-95% | 91%-95% |
| Michelle A. Barry (President) | [email protected] | Insurance | 81%-85% | 86%-90% | 86%-90% | 91%-95% | 91%-95% | |
| Variable annuities | 81%-85% | 86%-90% | 86%-90% | 91%-95% | 91%-95% | |||
| Limited partnerships | 81%-85% | 86%-90% | 86%-90% | 91%-95% | 91%-95% | |||
| Harbour Investments Inc. | 608-662-6100 | Aaron M. Hager | Mutual funds | Up to 90% | Up to 91% | Up to 92% | Up to 93% | Up to 94% |
| harbourinv.com | 608-662-6100 | Securities | Up to 90% | Up to 91% | Up to 92% | Up to 93% | Up to 94% | |
| Aaron M. Hager (President) | [email protected] | Insurance | Up to 100% | Up to 100% | Up to 100% | Up to 100% | Up to 100% | |
| Variable annuities | Up to 90% | Up to 91% | Up to 92% | Up to 93% | Up to 94% | |||
| Limited partnerships | Up to 90% | Up to 91% | Up to 92% | Up to 93% | Up to 94% | |||
| Independent Financial Group | 800-269-1903 | Julia Kohan | Mutual funds | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 91%-95% |
| www.ifgsd.com | 800-269-1903 | Securities | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |
| Scott Heising (President & CEO) | [email protected] | Insurance | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |
| Variable annuities | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |||
| Limited partnerships | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |||
| The Investment Center Inc. | 800-345-8041 | Bryan Gilrane | Mutual funds | Varies | 90% | 91% | 92% | 93% |
| investmentctr.com | 908-707-4422 | Securities | Varies | 90% | 91% | 92% | 93% | |
| Ralph J. DeVito (CEO & President) | [email protected] | Insurance | Varies | 90% | 91% | 92% | 93% | |
| Variable annuities | Varies | 90% | 91% | 92% | 93% | |||
| Limited partnerships | Varies | 90% | 91% | 92% | 93% | |||
| J.W. Cole Financial Inc. | 866-592-6531 | John Carlson | Mutual funds | 91%-95% | 91%-95% | 91%-95% | 91%-95% | 91%-95% |
| jw-cole.com | 866-592-6531 | Securities | 91%-95% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |
| Robert Wood (Principal, Owner) | [email protected] | Insurance | 96%-100% | 96%-100% | 96%-100% | 96%-100% | 96%-100% | |
| Variable annuities | 91%-95% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |||
| Limited partnerships | 91%-95% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |||
| Kestra Financial Inc | 844-553-7872 | Daniel Schwamb | Mutual funds | 65%-85% | 88%-91% | 92%-100% | 93% | 93% |
| Kestra Holdings | kestrafinancial.com | 737-443-2400 | Securities | 65%-85% | 88%-91% | 92% | 93% | 93%-95% |
| James Poer (CEO) | [email protected] | Insurance | 65%-100% | 88%-100% | 92% | 93%-100% | 93%-100% | |
| Variable annuities | 65%-85% | 88%-91% | 92% | 93% | 93%-95% | |||
| Limited partnerships | 65%-85% | 88%-91% | 92% | 93% | 93%-95% | |||
| Kovack Securities Inc. | 866-564-6574 | Carlo A. Bidone | Mutual funds | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 91%-95% |
| Kovack Financial Network | joinksi.com | 954-670-0616 | Securities | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 91%-95% |
| Brian J. Kovack (CEO) | [email protected] | Insurance | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |
| Variable annuities | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |||
| Limited partnerships | Do not offer this product | |||||||
| LaSalle St. Securities | 800-777-7865 | Mark Contey | Mutual funds | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 91%-95% |
| lasallest.com | 630-600-0360 | Securities | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |
| Jack McDermott (CEO) | [email protected] | Insurance | 90%-100% | 90%-100% | 90%-100% | 90%-100% | 90%-100% | |
| Variable annuities | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |||
| Limited partnerships | Do not offer this product | |||||||
| LPL Financial | 866-794-0185 | Scott Posner | Mutual funds | 90%-98% | 90%-98% | 90%-98% | 90%-98% | 90%-98% |
| LPL Financial Holdings Inc. | lpl.com | 866-794-0185 | Securities | N/D | N/D | N/D | N/D | N/D |
| Dan Arnold (CEO & President) | Insurance | 90%-98% | 90%-98% | 90%-98% | 90%-98% | 90%-98% | ||
| Variable annuities | 90%-98% | 90%-98% | 90%-98% | 90%-98% | 90%-98% | |||
| Limited partnerships | N/D | N/D | N/D | N/D | N/D | |||
| MML Investors Services | 800-542-6767 | Julie Davis | Mutual funds | 40%-80% | 80% | 80%-82.5% | 83% | 83% |
| Massachusetts Mutual Life Insurance Company | massmutual.com/investment/mmlinvestors | 413-744-6337 | Securities | 40%-80% | 80% | 80%-82.5% | 83% | 83% |
| John Vaccaro (CEO) | [email protected] | Insurance | 40%-80% | 80% | 80%-82.5% | 83% | 83% | |
| Variable annuities | 40%-80% | 80% | 80%-82.5% | 83% | 83% | |||
| Limited partnerships | 40%-80% | 80% | 80%-82.5% | 83% | 83% | |||
| Nations Financial Group | 800-351-2471 | Erik Bjorseth | Mutual funds | N/A | N/A | 91%-95% | 91%-95% | 96%-100% |
| www.nationsfg.com | 319-378-5273 | Securities | N/A | N/A | 91%-95% | 91%-95% | 96%-100% | |
| Scott Bennett (CEO) | [email protected] | Insurance | N/A | N/A | 91%-95% | 91%-95% | 96%-100% | |
| Variable annuities | N/A | N/A | 91%-95% | 91%-95% | 96%-100% | |||
| Limited partnerships | N/A | N/A | 91%-95% | 91%-95% | 96%-100% | |||
| The O.N. Equity Sales Co. | 877-663-7267 | Terry Garrard | Mutual funds | Up to 92% | Up to 92% | Up to 92% | Up to 92% | Up to 92% |
| Constellation Insurance Inc. | joinonesco.com | 513-797-3425 | Securities | Up to 92% | Up to 92% | Up to 92% | Up to 92% | Up to 92% |
| Jay Bley (President & CEO) | [email protected] | Insurance | Up to 92% | Up to 92% | Up to 92% | Up to 92% | Up to 92% | |
| Variable annuities | Up to 92% | Up to 92% | Up to 92% | Up to 92% | Up to 92% | |||
| Limited partnerships | Up to 92% | Up to 92% | Up to 92% | Up to 92% | Up to 92% | |||
| Packerland Brokerage Services Inc. | 920-662-9500 | Scott Zwierzynski | Mutual funds | 70%-92% | 92%-94% | 94% | 94% | 94% |
| packerlandbrokerage.com | 920-662-9500 | Securities | 70%-92% | 92%-94% | 94% | 94% | 94% | |
| Zach Kelly (CEO & CFO) | [email protected] | Insurance | 70%-92% | 92%-94% | 94% | 94% | 94% | |
| Variable annuities | 70%-92% | 92%-94% | 94% | 94% | 94% | |||
| Limited partnerships | Do not offer this product | |||||||
| Park Avenue Securities | 888-600-4667 | Katie Martineau | Mutual funds | Set by agency | ||||
| Guardian Life Insurance Co. of America | www.parkavenuesecurities.com | 860-378-4078 | Securities | Set by agency | ||||
| Marianne Caswell (President, Park Ave Securities) | [email protected] | Insurance | Set by agency | |||||
| Variable annuities | Set by agency | |||||||
| Limited partnerships | Do not offer this product | |||||||
| PlanMember Securities Corp. | 800-874-6910 | Kevin Twohy | Mutual funds | 86%-90% | 86%-90% | 91%-95% | 91%-95% | 91%-95% |
| planmember.com/join | 800-874-6910, ext. 2209 | Securities | 86%-90% | 85%-90% | 85%-90% | 90%-93% | 90%-93% | |
| Jon Ziehl (Founder, CEO & President) | [email protected] | Insurance | 86%-90% | 86%-90% | 91%-95% | 91%-95% | 91%-95% | |
| Variable annuities | 86%-90% | 86%-90% | 91%-95% | 91%-95% | 91%-95% | |||
| Limited partnerships | Do not offer this product | |||||||
| Principal Securities Inc. | 888-774-6267 | Betsy Jepsen | Mutual funds | Up to 74% | Up to 81% | Up to 86% | Up to 89% | Up to 95% |
| Principal Financial Services Inc. | principal.com | 515-878-1704 | Securities | Up to 74% | Up to 81% | Up to 86% | Up to 89% | Up to 95% |
| Michael F. Murray (President & CEO) | [email protected] | Insurance | Up to 85% | Up to 86% | Up to 87% | Up to 87% | Up to 87% | |
| Variable annuities | Up to 74% | Up to 81% | Up to 86% | Up to 89% | Up to 95% | |||
| Limited partnerships | Up to 74% | Up to 81% | Up to 86% | Up to 89% | Up to 95% | |||
| Prospera Financial Services Inc. | 972-581-3000 | Kim C. Utz | Mutual funds | 86%-90% | 86%-90% | 86%-90% | 90%-92% | 92%-99% |
| www.prosperafinancial.com | 972-581-3010 | Securities | 86%-90% | 86%-90% | 86%-90% | 90%-92% | 92%-99% | |
| Tim Edwards (Co-CEO & Managing Partner); David Stringer (Co-CEO & Managing Partner) | [email protected] | Insurance | 86%-90% | 86%-90% | 86%-90% | 90%-92% | 92%-99% | |
| Variable annuities | 86%-90% | 86%-90% | 86%-90% | 90%-92% | 92%-99% | |||
| Limited partnerships | 86%-90% | 86%-90% | 86%-90% | 90%-92% | 92%-99% | |||
| Raymond James Financial Services Inc. | 727-567-1000 | Robbie Moseley | Mutual funds | 81%-90% | 81%-90% | 81%-90% | 81%-90% | 81%-90% |
| Raymond James Financial | advisorchoice.com | 866-877-1685 | Securities | 81%-90% | 81%-90% | 81%-90% | 81%-90% | 81%-90% |
| Paul Reilly (CEO) | [email protected] | Insurance | 81%-90% | 81%-90% | 81%-90% | 81%-90% | 81%-90% | |
| Variable annuities | 81%-90% | 81%-90% | 81%-90% | 81%-90% | 81%-90% | |||
| Limited partnerships | 81%-90% | 81%-90% | 81%-90% | 81%-90% | 81%-90% | |||
| Securian Financial Services Inc. | 651-665-3500 | securian.com | Mutual funds | Up to 84% | Up to 92% | Up to 93% | Up to 94% | Up to 95% |
| Securian Financial Group Inc. | securian.com | Securities | Up to 84% | Up to 92% | Up to 93% | Up to 94% | Up to 95% | |
| George Connolly (CEO) | Insurance | Up to 89% | Up to 91% | Up to 92% | Up to 92% | Up to 93% | ||
| Variable annuities | Up to 84% | Up to 92% | Up to 93% | Up to 94% | Up to 95% | |||
| Limited partnerships | Do not offer this product | |||||||
| St. Bernard Financial Services Inc. | 479-967-1200 | Robert Keenan | Mutual funds | 81%-85% | 81%-85% | 86%-90% | 86%-90% | 86%-90% |
| stbernardfinancial.com | 479-967-1200 | Securities | 81%-85% | 81%-85% | 86%-90% | 86%-90% | 86%-90% | |
| Robert Keenan (CEO) | [email protected] | Insurance | 81%-85% | 81%-85% | 86%-90% | 86%-90% | 86%-90% | |
| Variable annuities | 81%-85% | 81%-85% | 86%-90% | 86%-90% | 86%-90% | |||
| Limited partnerships | Do not offer this product | |||||||
| The Strategic Financial Alliance Inc. | 678-954-4000 | Jamie Mackay | Mutual funds | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 91%-95% |
| SFA Holdings Inc. | thesfa.net | 678-954-4058 | Securities | 86%-90% | 86%-90% | 81%-85% | 86%-90% | 91%-95% |
| Clive Slovin (President & CEO) | [email protected] | Insurance | 91%-95% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |
| Variable annuities | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 91%-95% | |||
| Limited partnerships | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 91%-95% | |||
| The Leaders Group | 303-797-9080 | Charles Arnold | Mutual funds | 81%-85% | 81%-85% | 86%-90% | 86%-90% | 91%-95% |
| leadersgroup.net/about-us/ | 303-797-9080, ext. 1230 | Securities | 81%-85% | 81%-85% | 86%-90% | 86%-90% | 91%-95% | |
| Sean D. Wickersham (President) | [email protected] | Insurance | 81%-85% | 81%-85% | 86%-90% | 86%-90% | 91%-95% | |
| Variable annuities | 81%-85% | 81%-85% | 86%-90% | 86%-90% | 91%-95% | |||
| Limited partnerships | Do not offer this product | |||||||
| Trustmont Financial Group Inc. | 724-468-5665 | Lacey Dochinez | Mutual funds | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 91%-95% |
| trustmontgroup.com | 724-468-5665 | Securities | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |
| Anthony C. Hladek (President) | [email protected] | Insurance | 91%-95% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |
| Variable annuities | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |||
| Limited partnerships | 86%-90% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |||
| Trutoro | 501-358-6131 | Debra Shannon | Mutual funds | Varies | 90%+ | 90%+ | 90%+ | 90%+ |
| veritasindependentpartners.com | 501-358-6131 | Securities | Do not offer this product | |||||
| Gail Murdoch (CEO) | [email protected] | Insurance | Varies | 90%+ | 90%+ | 90%+ | 90%+ | |
| Variable annuities | Varies | 90%+ | 90%+ | 90%+ | 90%+ | |||
| Limited partnerships | Do not offer this product | |||||||
| United Planners Financial Services | 800-966-8737 | Sheila J. Cuffari-Agasi | Mutual funds | 91%-95% | 91%-95% | 91%-95% | 91%-95% | 91%-95% |
| United Planners Financial Services | unitedplanners.com | 800-966-8737, ext. 240 | Securities | 91%-95% | 91%-95% | 91%-95% | 91%-95% | 91%-95% |
| Michael A. Baker (CEO & President) | [email protected] | Insurance | 96%-100% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |
| Variable annuities | 91%-95% | 91%-95% | 91%-95% | 91%-95% | 91%-95% | |||
| Limited partnerships | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 86%-90% | |||
| Vanderbilt Financial Group | 631-845-5100 | Joe Trifiletti | Mutual funds | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 91%-95% |
| www.joinvanderbilt.com | 631-845-5100 | Securities | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 91%-95% | |
| Heidi Distante (CEO) | [email protected] | Insurance | Other | Other | Other | Other | Other | |
| Variable annuities | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 91%-95% | |||
| Limited partnerships | 86%-90% | 86%-90% | 86%-90% | 86%-90% | 91%-95% |
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