Finra expels Red River Securities for oil and gas fraud
Barred CEO Brian Keith Hardwick and firm ordered to pay $24.6M to investors
A Finra hearing panel has expelled Red River Securities, a Plano, Texas-based broker-dealer, and barred its CEO Brian Keith Hardwick for fraudulent sales in five oil and gas joint ventures, characterizing the misconduct of both as “egregious.”
The panel ordered the firm and Mr. Hardwick
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