Ameriprise to pay fine in forgery case
New Hampshire will get $3.84 million to settle allegations that Ameriprise advisers forged customers’ signatures.
Ameriprise Financial Inc. has agreed to pay the state of New Hampshire $3.84 million to settle allegations that some of its financial advisers forged at least 96 customers’ signatures, the New Hampshire Bureau of Securities Regulations said today.
The regulator found that six financial advi
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